Refinement Database

Database on Refinement of Housing, Husbandry, Care, and Use of Animals in Research

This database, created in 2000, is updated every four months with newly published scientific articles, books, and other publications related to improving or safeguarding the welfare of animals used in research.

Tips for using the database:

  • This landing page displays all of the publications in the database.
  • Use the drop-down menus to filter these publications by Animal Type, Setting, and/or Topic.
  • Clicking on a parent category (e.g., Rodent) will include publications relating to all the items in that category (e.g., Chinchilla, Gerbil, Guinea Pig, etc.).
  • You may also add a keyword to further narrow your search.
  • Please note that at this time, only publications dated 2010 or later (with some exceptions) can be filtered by Animal Type and Topic, and only publications dated 2020 or later (with some exceptions) can be filtered by Setting. Most publications older than 2010 can only be searched by keyword. 
Clegg, I. L. K., Domingues, M., Ström, E. et al. 2023. Cognitive foraging enrichment (but not non-cognitive enrichment) improved several longer-term welfare indicators in bottlenose dolphins. Animals 13(2), 238.

Bottlenose dolphins are the most common cetacean kept globally in zoos and aquaria (hereafter zoos), and are gregarious animals with a mostly opportunistic, generalist feeding strategy in the wild. In zoos, they have limited to...

Platto, S., Serres, A. 2023. A quantitative assessment of trainers-dolphins’ interactions in the absence of food reward. Animals 13(10), 1651.

All the studies that have considered the motivation of the dolphins to interact with their trainers as a possible welfare indicator have been carried out in facilities where the trainer-dolphin interactions (TDIs) sessions were reinforced...

Tsuchiya, Y., Yayota, M., Kashima, Y. et al. 2023. Nutritional effect of feeding enrichment using bamboo Pleioblastus spp. in zoo-kept Asian elephants Elephas maximus. Journal of Zoo and Aquarium Research 11(2), 267–273.

Many zoos use browse and other roughage as feed ingredients and enrichment tools for elephants. Amongst these are bamboo species (e.g. Pleioblastus spp.), which belong to the family of grasses. Bamboo is used in zoos...

Brereton, J., Rose, P. 2022. An evaluation of the role of 'biological evidence' in zoo and aquarium enrichment practices. Animal Welfare 31(1), 13-26.

Evidence-based approaches are key to advancing all areas of zoo and aquarium practice. Output from empirical study must be disseminated to those within the industry so that results can support changes to husbandry and management...

Guérineau, C., Lõoke, M., Ganassin, G. et al. 2022. Enrichment with classical music enhances affiliative behaviours in bottlenose dolphin. Applied Animal Behaviour Science 254, 105696.

Environmental enrichment is a crucial element for the promotion of welfare of animals kept under human care. While a large variety of environmental enrichments has been proposed and studied for terrestrial animals, including a growing...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2022. Environmental enrichment factors associated with the activity level of bottlenose dolphins under professional care. Journal of Zoological and Botanical Gardens 3(1), 44–55.

Environmental enrichment can be used to improve the welfare of dolphins in zoos and aquariums. Bottlenose dolphins under professional care are typically provided with a range of enrichment that has a variety of features and...

Matrai, E., Kwok, S. T., Boos, M. et al. 2022. Testing use of the first multi-partner cognitive enrichment devices by a group of male bottlenose dolphins. Animal Cognition 25(4), 961–973.

Alliance formation plays a crucial part in male dolphins’ lives. These partnerships may last for decades or even for a lifetime; thus, partner choice and the maintenance of these relationships are both considered key components...

LaDue, C. A., Schulte, B. A. 2021. Pheromonal enrichment in the zoo: An empirical approach with Asian elephants (Elephas maximus). Applied Animal Behaviour Science 235, 105228.

The use of odors is a popular form of sensory enrichment, yet few studies have investigated the longer lasting effects of biologically relevant chemical signals like pheromones. Asian elephants (Elephas maximus) are unique because they...

Fernandez, E. J., Upchurch, B., Hawkes, N. C. 2021. Public feeding interactions as enrichment for three zoo-housed elephants. Animals 11(6), 1689.

The past few decades have seen increased interest in studies examining the welfare of elephants and animal–visitor interactions. One understudied area for both pursuits is the impact of public feeding interactions. Our study examined the...

Miller, L. J., Lauderdale, L. K., Mellen, J. D. et al. 2021. Assessment of animal management and habitat characteristics associated with social behavior in bottlenose dolphins across zoological facilities. PLOS ONE 16(8), e0253732.

Bottlenose dolphins are a behaviorally complex, social species that display a variety of social behaviors. Because of this, it is important for zoological facilities to strive to ensure animals display species-appropriate levels of social behavior...

Lauderdale, L. K., Mellen, J. D., Walsh, M. T. et al. 2021. Towards understanding the welfare of cetaceans in accredited zoos and aquariums. PLOS ONE 16(8), e0255506.

Cetaceans are long-lived, social species that are valued as ambassadors inspiring the public to engage in conservation action. Under professional care, they are critical partners with the scientific community to understanding the biology, behavior, physiology...

Lauderdale, L. K., Shorter, K. A., Zhang, D. et al. 2021. Habitat characteristics and animal management factors associated with habitat use by bottlenose dolphins in zoological environments. PLOS ONE 16(8), e0252010.

The way an animal uses its habitat can serve as an indicator of habitat appropriateness for the species and individuals. Bottlenose dolphins (Tursiops truncatus and Tursiops aduncus) in accredited zoos and aquariums experience a range...

Serres, A., Hao, Y., Wang, D. 2020. Swimming features in captive odontocetes: Indicative of animals’ emotional state? Behavioural Processes 170, 103998.

Captive welfare studies in odontocete species have been mostly conducted on bottlenose dolphins (Tursiops truncatus) while the welfare of many other species’ -including endangered species- remains poorly studied. More research is needed to find and...

Brown, J. L., Bansiddhi, P., Khonmee, J. et al. 2020. Commonalities in management and husbandry factors important for health and welfare of captive elephants in North America and Thailand. Animals 10(4), 737.

This review paper is a synthesis of results from multiple studies that we have conducted over the past several years using similar methodologies to identify factors related to welfare of captive populations of elephants in...

Matrai, E., Ng, A. K. W., Chan, M. M. H. et al. 2020. Testing use of a potential cognitive enrichment device by an Indo‐Pacific bottlenose dolphin (Tursiops aduncus). Zoo Biology 39(3), 156–167.

Cognitive enrichment aims to provide animals with opportunities to use their cognitive skills and to promote behaviors associated with positive wellbeing. Cooperation in mammals has been recorded during various behavioral contexts such as hunting, mating...

Lauderdale, L. K., Miller, L. J. 2020. Efficacy of an interactive apparatus as environmental enrichment for common bottlenose dolphins (Tursiops truncatus). Animal Welfare 29(4), 379-386.

Environmental enrichment is a key component in improving the psychological and physiological well-being of animals under professional care. Environmental enrichment involves the addition of stimuli, including objects and cognitive challenges, into the environment in order...

Edwards, K. L., Miller, M. A., Carlstead, K. et al. 2019. Relationships between housing and management factors and clinical health events in elephants in North American zoos. PLOS ONE 14(6), e0217774.

Elephants experience a number of health issues that can contribute to their well-being and survival. In managed populations, housing conditions and management practices can influence individual health, so potential risk factors associated with morbidity or...

Brown, J. L., Carlstead, K., Bray, J. D. et al. 2019. Individual and environmental risk factors associated with fecal glucocorticoid metabolite concentrations in zoo-housed Asian and African elephants. PLOS ONE 14(9), e0217326.

A recent large-scale welfare study in North America involving 106 Asian (Elephas maximus) and 131 African (Loxodonta africana) elephants at 64 accredited facilities identified links (i.e., risk factors) between zoo environmental factors and a number...

Egelkamp, C. L., Ross, S. R. 2019. A review of zoo-based cognitive research using touchscreen interfaces. Zoo Biology 38(2), 220-235.

In the past few decades, there has been an increase in the number of zoo-based touchscreen studies of animal cognition around the world. Such studies have contributed to the field of comparative cognition despite the...

Scott, N. L., LaDue, C. A. 2019. The behavioral effects of exhibit size versus complexity in African elephants: A potential solution for smaller spaces. Zoo Biology 38(5), 448-457.

Population-level analyses suggest that habitat complexity, but not necessarily space availability, has important welfare outcomes for elephants in human care. At the Dallas Zoo, the opening of a new exhibit complex allowed us to measure...

Cox, R. J., Nol, P., Ellis, C. K. et al. 2019. Research with agricultural animals and wildlife. ILAR Journal 60(1), 66-73.

In fiscal year 2016, agricultural animals such as swine, sheep, goats, and cattle represented 10% of the 820 812 animals used in USDA-regulated research. In addition to traditional agricultural animals, research studies using captive wildlife...

Hacker, C. E., Miller, L. J., Schulte, B. A. 2018. Examination of enrichment using space and food for African elephants (Loxodonta africana) at the San Diego Zoo Safari Park. Animal Welfare 27(1), 55-65.

Concern for elephant welfare in zoological facilities has prompted a number of exhibit and management modifications, including those involving enrichment. Knowledge of how these changes impact indicators of welfare, such as elephant movement and behaviour...

Perez, B. C., Mehrkam, L. R., Foltz, A. R. et al. 2018. Effects of enrichment presentation and other factors on behavioral welfare of pantropical spotted dolphin (Stenella attenuata). Journal of Applied Animal Welfare Science 21(2), 130-140.

Environmental enrichment is a crucial element of promoting welfare for animals in captivity. However, enrichment programs are not always formally evaluated for their efficacy. Furthermore, there is little empirical evidence of enrichment evaluation for species...

French, F., Mancini, C., Sharp, H. 2018. High tech cognitive and acoustic enrichment for captive elephants. Journal of Neuroscience Methods 300, 173-183.

This paper investigates the potential for using technology to support the development of sensory and cognitive enrichment activities for captive elephants. It explores the usefulness of applying conceptual frameworks from interaction design and game design...

Alligood, C. A., Dorey, N. R., Mehrkam, L. R. et al. 2017. Applying behavior-analytic methodology to the science and practice of environmental enrichment in zoos and aquariums. Zoo Biology 36(3), 175–185.

Environmental enrichment in zoos and aquariums is often evaluated at two overlapping levels: published research and day‐to‐day institutional record keeping. Several authors have discussed ongoing challenges with small sample sizes in between‐groups zoological research and...